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Jeremy Neal Pace

Wells Fargo Clearing Services, LLC

Daphne, AL

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2008-03-28
  • AL RA
    APPROVED
    Since 2008-03-28

Branch Locations

2535 Us Hwy 98, Daphne, AL 36526 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Birmingham AL 10/2007 Present
Wells Fargo Advisors Llc Mobile AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mobile AL 11/2016 Present
  • 10/2007 → Present
    Wachovia Bank, N.A.
    Birmingham, AL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mobile, AL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mobile, AL
Other Businesses

ACCURAIN IRRIGATION, LLC, NON INVESTEMENT RELATED, MOBILE, AL, 100% OWNERSHIP, START; 04/01/2007, 16 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-26
S63 Uniform Securities Agent State Law Examination 2007-12-07
  • S65 Uniform Investment Adviser Law Examination
    2008-03-26
  • S63 Uniform Securities Agent State Law Examination
    2007-12-07

View on SEC IAPD

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Other Investors

GEORGE HERVE BLAIS
GEORGE HERVE BLAIS
CLEVELAND DENNIS GANTT
MARK FARLOW
Randall Kevin Fidler
Colby Shane Dalrymple
KELLY SHAWN DOWELL
MELISSA CONNELL BALLARD

Other Offices

OSAIC WEALTH, INC. · DAPHNE, AL
GANTT FINANCIAL ADVISORS, LLC · DAPHNE, AL
PFS INVESTMENTS INC. · DAPHNE, AL
CHARLES SCHWAB & CO., INC. · Spanish Fort, AL
EAGLE STRATEGIES LLC · DAPHNE, AL
OSAIC WEALTH, INC. · DAPHNE, AL
EDWARD JONES · Spanish Fort, AL
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · DAPHNE, AL

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