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Ximena Holguin

Raymond James & Associates, Inc.

Coral Gables, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-06
  • FL RA
    APPROVED
    Since 2024-08-06

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs And Co Miami FL 03/2014 04/2017
Citigroup Miami FL 05/2017 08/2024
Raymond James & Associates Inc. Coral Gables FL 08/2024 Present
  • 03/2014 → 04/2017
    Goldman Sachs And Co
    Miami, FL
  • 05/2017 → 08/2024
    Citigroup
    Miami, FL
  • 08/2024 → Present
    Raymond James & Associates Inc.
    Coral Gables, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-31
S66 Uniform Combined State Law Examination 2014-04-17
S63 Uniform Securities Agent State Law Examination 2011-03-21
  • S65 Uniform Investment Adviser Law Examination
    2017-10-31
  • S66 Uniform Combined State Law Examination
    2014-04-17
  • S63 Uniform Securities Agent State Law Examination
    2011-03-21
Other Names
  • Ximena Holguin
  • Ximena Holguin Garcia

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

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