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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-07
GA RA APPROVED 2022-05-13
WA RA APPROVED 2020-11-16
  • TX RA
    APPROVED
    Since 2026-08-07
  • GA RA
    APPROVED
    Since 2022-05-13
  • WA RA
    APPROVED
    Since 2020-11-16

Branch Locations

3700 N Capital Of Texas Hwy , Austin, TX 78746 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 05/2010 Present
Bank Of America N.A. Los Angeles CA 11/2022 Present
Previous Registrations
  • 2008-07-22 → 2010-01-26
    Signator Investors, Inc.
    Pasadena, CA
    Anaheim, CA
  • 2005-12-16 → 2007-06-11
    Wells Fargo Investments, Llc
    San Gabriel, CA
    So. Pasadena, CA
    South Pasadena, CA
  • 2004-10-12 → 2005-08-05
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-17
  • S66 Uniform Combined State Law Examination
    2004-09-17
Other Names
  • Jenni Cho

View on SEC IAPD

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