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Lee C O'ROurke

Stifel, Nicolaus & Company, Incorporated

Newport Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-16
CA RA APPROVED 2018-06-25
  • TX RA
    APPROVED
    Since 2020-01-16
  • CA RA
    APPROVED
    Since 2018-06-25

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2003 06/2018
Stifel Nicolaus & Co Inc Newport Beach CA 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-14
  • S66 Uniform Combined State Law Examination
    2004-11-14
Other Names
  • Lee Candice Juarez
  • Lee Candice O'ROurke
  • Lee Candice Juarez

View on SEC IAPD

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