Best Investors
Account
Sign in
Best Investors
Account
Sign in
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-13 |
Branch Locations
3971 East Paradise Falls Drive Suite 114, Tucson, AZ 85712 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Phoenix | AZ | 08/2005 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | 01/2017 |
| Chad F Wing | Phoenix | AZ | 01/2012 | 01/2017 |
| Ameriprise Financial Services, Inc | Phoenix | AZ | 06/2017 | 03/2022 |
| Unemployed | Phoenix | AZ | 02/2017 | 05/2017 |
| Ashton Thomas Private Wealth | Tucson | AZ | 03/2022 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 07/2026 | Present |
| M. S. Howells & Co | Tucson | AZ | 04/2022 | 07/2026 |
1) Ashton Thomas Private Wealth, LLC; Yes, Investment-Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Firm; Registered Associate; 3/18/2022; 40 hrs/week. 2) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED ASSOCIATE; 06/2026 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-18 |
Reach out to this advisor