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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
NY RA APPROVED 2023-01-03
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • NY RA
    APPROVED
    Since 2023-01-03

Branch Locations

Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States

Cwm Retail, Sales 78-82 So. Greeley Avenue, Chappaqua, NY 10514 • United States

Chappaqua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Investment Services Corp New York NY 02/2005 06/2017
J.P. Morgan Securities Llc White Plains NY 06/2017 11/2022
Citigroup Global Markets Inc. Chappaqua NY 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-11
S63 Uniform Securities Agent State Law Examination 2002-12-16
  • S66 Uniform Combined State Law Examination
    2017-07-11
  • S63 Uniform Securities Agent State Law Examination
    2002-12-16
Other Names
  • Staci Lombardi
  • Anastasia Pisano

View on SEC IAPD

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