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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States
Salinas, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Carmel | CA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carmel | CA | 11/2016 | 09/2023 |
| Ameriprise Financial Services, Llc | Monterey | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-30 |
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