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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
5111 Trenholm Road Suite 100, Columbia, SC 29206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Columbia | SC | 09/2004 | Present |
| Pruco Securities, Llc. | Columbia | SC | 09/2004 | 11/2024 |
| Lpl Enterprise, Llc | Columbia | SC | 11/2024 | Present |
1) 09/19/2024- Hudson Investment Group LLC- Real Estate Rental- Landlord- INV Related- At Columbia, SC- Start date 06/01/2013- 4 HRS MTH- 4 HRS During Trading 2) 09/19/2024- Hudson Puntch Properties LLC- Real Estate Rental- Real Estate Rental - Landlord- INV Related- At Columbia, SC - Start date 04/01/2017- 1 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
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