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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Greeenville | SC | 01/2012 | 10/2022 |
| Park Ave Securites | Greenville | SC | 10/2013 | 04/2019 |
| Resources Investment Advisors | Overland Park | KS | 04/2019 | 12/2021 |
| Thrivent Financial | Appleton | WI | 09/2022 | 09/2023 |
| Thrivent Investment Management Inc | Minneapolis | MN | 09/2022 | 09/2023 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
| Classic Home Mortgage | Simpsonville | SC | 06/2019 | 07/2025 |
1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 02/2024, Investment Advisor Representative, CIRA affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 2) MADISON FINANCIAL, 88 Villa Rd, Greenville SC 29615, United States, 02/01/2024, Office Manager/Administrative, DBA Name, NIR, 20 HR/MO - 20 HR/MO TRADING 3) RODNEY BIRCH, 5 Sleepy Hollow Ln, Six Mile, SC 29682, 07/2026, Agent, Independent Insurance Agent or Broker, NIR, 10 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2017-01-06 |
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