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7800 Forsyth Blvd. Suite 820, St Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| GA | RA | APPROVED | 2015-07-10 |
| IL | RA | APPROVED | 2008-06-16 |
| MO | RA | APPROVED | 2005-01-26 |
| AL | RA | APPROVED | 2005-01-13 |
| TX | RA | APPROVED | 2005-01-13 |
Branch Locations
7800 Forsyth Blvd., 8Th Floor, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sauer Dazey Investment Company | St. Louis | MO | 01/2004 | Present |
SINCE 08/2000, PRESIDENT, CAPPLANCO EIGHT, INC., AN S-CORPORATION THAT OWNS RENTAL REAL ESTATE AND SECURITIES INVESTMENTS. NOT OTHERWISE INVESTMENT-RELATED. ADDRESS: 1657 FOREST VIEW DRIVE, ST. LOUIS, MO 63122. DEVOTE ~2 HRS/MONTH AT PRESENT, ZERO HOURS DURING SECURITES TRADING HOURS. DUTIES: OVERSIGHT. Orion Investment Company, Investment-related, Address: 7800 Forsyth Blvd. Suite 820, St. Louis, MO 63105, Registered Investment Advisor, Position: Investment professional, Start Date: January 2004, ~150 hrs/month, ~115 hrs/month during trading hours, Duties: Providing investment advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-25 |
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