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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2017-07-26 |
Branch Locations
12 Professional Parkway, Hattiesburg, MS 39402 • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
4500 I-55 North Suite 205, Jackson, MS 39211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keene, Bourne & Sanderson | Hattiesburg | MS | 01/1999 | Present |
| Lpl Financial, Llc | Hattiesburg | MS | 06/2014 | 05/2019 |
| Level Four Advisory Services | Hattiesburg | MS | 06/2014 | Present |
| Independent Financial Partners | Tampa | FL | 07/2017 | Present |
| Ifp Securities, Llc | Hattiesburg | MS | 05/2019 | Present |
(1) 06/04/2014 - KEENE, BOURNE, SANDERSON, HAIGLER/ CPA AFFILIATE PROGRAM -Not Investment Related - 12 Professional Parkway, HATTIESBURG, MS 39402 CPA providing accounting and tax services. 160 hrs/mo, 130 hrs/mo during trading hours. (2) 06/04/2014 - TREE FARM - OWNER/OPERATOR OF TREE FARM- Not investment related - 136 Sanderson Road, Lucedale, MS 39452 - Growing and Cutting of Timber - 20 hrs/mo, 0 hrs/mo during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-06 |
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