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11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-27 |
Branch Locations
300 Washington Street Suite 601, Newton, MA 02458 • United States
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Planning Information, Inc. | Watertown | MA | 01/1987 | Present |
| Pondemonium Productions, Inc. | Watertown | MA | 01/2001 | Present |
| Jonathan D. Pond, Llc | Newton | MA | 01/2006 | Present |
| Dakota Wealth, Llc | Newton | MA | 09/2023 | Present |
1) MR. POND IS ALSO ENGAGED IN DEVELOPING, SUPPORTING AND PROMOTING, PRIMARILY THROUGH PUBLIC TELEVISION, FIVE FINANCIAL PRODUCTS (SMART PLANNER, SMART INVESTOR, YOUR INVESTMENT ROAD MAP, YOUR LIFETIME FINANCIAL PLANNER AND YOUR FINANCIAL ROAD MAP) THAT PROVIDE FINANCIAL PLANNING AND INVESTMENT GUIDANCE VIA COMPUTER-GENERATED REPORTS BASED ON QUESTIONNAIRE RESPONSES. WHILE THESE PRODUCTS ARE PRIMARILY OFFERED THROUGH PUBLIC TELEVISION, OTHER DISTRIBUTION OUTLETS MAY INCLUDE CREDIT UNIONS, BANKS, CONSUMER CREDIT COUNSELING AGENCIES, BROKERAGE AND MUTUAL FUND COMPANIES, ASSOCIATIONS AND EMPLOYERS. APPLICANT DOES NOT OFFER OR SOLICIT ADDITIONAL PRODUCTS OR SERVICES IN CONJUNCTION WITH THE REPORT SERVICE. THE ABOVE ACTIVITIES CONSTITUTE LESS THAN 20% OF MR. POND'S TIME. 2) On a transitional basis, Mr. Pond will be dually registered as an Investment Advisor Representative with Jonathan D. Pond, LLC and as an Investment Advisor Representative with Dakota Wealth, LLC.
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