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Jonathan Davidson Pond

Dakota Wealth, LLC

Newton, MA

Palm Beach Gardens, FL

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-27
  • MA RA
    APPROVED
    Since 2023-09-27

Branch Locations

300 Washington Street Suite 601, Newton, MA 02458 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Planning Information, Inc. Watertown MA 01/1987 Present
Pondemonium Productions, Inc. Watertown MA 01/2001 Present
Jonathan D. Pond, Llc Newton MA 01/2006 Present
Dakota Wealth, Llc Newton MA 09/2023 Present
  • 01/1987 → Present
    Financial Planning Information, Inc.
    Watertown, MA
  • 01/2001 → Present
    Pondemonium Productions, Inc.
    Watertown, MA
  • 01/2006 → Present
    Jonathan D. Pond, Llc
    Newton, MA
  • 09/2023 → Present
    Newton, MA
Previous Registrations
  • 2007-12-04 → 2023-10-02
    Jonathan D. Pond, Llc
    Newton, MA
  • 2005-05-13 → 2006-12-31
    Jonathan D. Pond, Llc
    Newton, MA
  • 2004-07-09 → 2004-12-31
    Jonathan D. Pond, Llc
    Watertown, MA
Other Businesses

1) MR. POND IS ALSO ENGAGED IN DEVELOPING, SUPPORTING AND PROMOTING, PRIMARILY THROUGH PUBLIC TELEVISION, FIVE FINANCIAL PRODUCTS (SMART PLANNER, SMART INVESTOR, YOUR INVESTMENT ROAD MAP, YOUR LIFETIME FINANCIAL PLANNER AND YOUR FINANCIAL ROAD MAP) THAT PROVIDE FINANCIAL PLANNING AND INVESTMENT GUIDANCE VIA COMPUTER-GENERATED REPORTS BASED ON QUESTIONNAIRE RESPONSES. WHILE THESE PRODUCTS ARE PRIMARILY OFFERED THROUGH PUBLIC TELEVISION, OTHER DISTRIBUTION OUTLETS MAY INCLUDE CREDIT UNIONS, BANKS, CONSUMER CREDIT COUNSELING AGENCIES, BROKERAGE AND MUTUAL FUND COMPANIES, ASSOCIATIONS AND EMPLOYERS. APPLICANT DOES NOT OFFER OR SOLICIT ADDITIONAL PRODUCTS OR SERVICES IN CONJUNCTION WITH THE REPORT SERVICE. THE ABOVE ACTIVITIES CONSTITUTE LESS THAN 20% OF MR. POND'S TIME. 2) On a transitional basis, Mr. Pond will be dually registered as an Investment Advisor Representative with Jonathan D. Pond, LLC and as an Investment Advisor Representative with Dakota Wealth, LLC.

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