Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-05-14
  • IL RA
    APPROVED
    Since 2007-05-14

Branch Locations

15330 Harlem Avenue, Orland Park, IL 60462 • United States

12701 South Harlem Avenue, Palos Heights, IL 60463 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Orland Park IL 04/2004 Present
Fifth Third Securities Orland Park IL 06/2004 Present
  • 04/2004 → Present
    Fifth Third Bank
    Orland Park, IL
  • 06/2004 → Present
    Fifth Third Securities
    Orland Park, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-10
S63 Uniform Securities Agent State Law Examination 2004-10-15
  • S65 Uniform Investment Adviser Law Examination
    2007-05-10
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orland Park, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor