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Kelly Lynn Kazmierski

Legacy Financial Services Group, Inc.

Traverse City, MI

Saint Johns, FL

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Current Employers
Legacy Financial Services Group, Inc.

10691 East Carter Road Suite 101, Traverse City, MI 49684 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-05
MI RA APPROVED 2012-08-22
  • FL RA
    APPROVED
    Since 2024-01-05
  • MI RA
    APPROVED
    Since 2012-08-22

Branch Locations

10691 East Carter Road Suite 101, Traverse City, MI 49684 • United States

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Services Group, Llc Traverse City MI 07/2004 Present
  • 07/2004 → Present
    Legacy Financial Services Group, Llc
    Traverse City, MI
Previous Registrations
Other Businesses

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LONG TERM CARE, WHOLE AND TERM LIFE INSURANCE / TRAVERSE CITY, MI / APPROVED OCTOBER 8, 2004

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-09
S63 Uniform Securities Agent State Law Examination 2004-09-27
  • S65 Uniform Investment Adviser Law Examination
    2010-11-09
  • S63 Uniform Securities Agent State Law Examination
    2004-09-27
Other Names
  • Kelly Lynn Halloran
  • Kelly Lynn Rohe

View on SEC IAPD

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PFS INVESTMENTS INC.

Other Investors

DEBORAH ANN ALICE
Kevin Edwin Dunklow
BUZ EDWARD ZAMARRON
JONATHAN B. RICKS
STEVEN AUSTIN YENSHAW
TERRY LEE FROEBER
ROBERT JOSEPH FENTON
BARBARA SUE SHELLMAN

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

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