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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network | Minneapolis | MN | 07/2009 | Present |
| Osaic Wealth, Inc. | New York | NY | 07/2009 | Present |
1. KERKHOFF AUCTION & REAL ESATE LLC POSITION: Real Estate Agent NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1994 ADDRESS: 1500 E. Bridge St., Redwood Falls MN 56283 DESCRIPTION: See 1.6.1 above--very limited 2. FOCUS FINANCIAL INSURANCE AGENCY POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2009 ADDRESS: 1500 East Bridge St. Redwood Falls, MN 56283 (My Branch location, 1300 Godward St. Suite, 5500 (Agency location) Mpls, MN 55113, Redwood Falls MN 56283 DESCRIPTION: Fixed annuity/life/LTC insurance sales 3. FOCUS FINANCIAL POSITION: Financial Advisor NATURE: Corporation-Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2013 ADDRESS: 1500 East Bridge St., PO Box 402, Redwood Falls MN 56283 DESCRIPTION: Communicate with clients about their financial plan, investments, costs, and ongoing monitoring of their overall financial picture. 4. POA POSITION: POA NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2013 ADDRESS: 37761 300th St., Redwood Falls MN 56283, Redwood Falls MN 56283 DESCRIPTION: I'm a POA for my husband and mother, even though I have never acted in that capacity for either. 5. KERKHOFF FINANCIAL SERVICES, LLC POSITION: Owner/Operator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 360 SECURITIES TRADING HOURS: 360 START DATE: 07/09/2009 ADDRESS: 1500 E BRIDGE ST, REDWOOD FALLS MN 56283-1900, United States DESCRIPTION: This is my business name for tax reporting/liability purposes. 6. CENTRACARE - REDWOOD POSITION: Advisory Board NATURE: Healthcare facility-Privately owned INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 101 Caring Way, Redwood Falls MN 56283 DESCRIPTION: Oversee and support the activities of our local hospital.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-09 |
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