Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
MO RA APPROVED 2004-09-07
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • MO RA
    APPROVED
    Since 2004-09-07

Branch Locations

4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company Inc. Kansas City MO 07/2004 Present
  • 07/2004 → Present
    Stifel, Nicolaus & Company Inc.
    Kansas City, MO
Other Businesses

1. First Presbyterian Church of Lee's Summit; 1625 NW O'Brien Rd Lees Summit, MO 64081; Religious; Committee member; Develop a plan for renovation of part of the building; 07/17/2025; 2hrs/wk; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-28
  • S66 Uniform Combined State Law Examination
    2004-07-28
Other Names
  • John Allen
  • John Allen

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kansas City, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor