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Scott Joseph Rumple

Eagle Strategies LLC

Greensboro, NC

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-12
  • NC RA
    APPROVED
    Since 2024-06-12

Branch Locations

3300 Battleground Ave Suite 200, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Raleigh NC 06/2000 Present
Eagle Strategies Llc Greensboro NC 06/2024 Present
  • 06/2000 → Present
    New York Life Insurance Company
    Raleigh, NC
  • 06/2024 → Present
    Greensboro, NC
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; insurance broker; investment related; start date 10/2004]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S65 Uniform Investment Adviser Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10

View on SEC IAPD

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