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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-08
CA RA APPROVED 2019-10-11
TX RA APPROVED 2019-10-11
  • NY RA
    APPROVED
    Since 2021-11-08
  • CA RA
    APPROVED
    Since 2019-10-11
  • TX RA
    APPROVED
    Since 2019-10-11

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Fullerton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Orange CA 02/2004 10/2019
Morgan Stanley Smith Barney Orange CA 06/2009 10/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2019
Ubs Financial Services Inc. Newport Beach CA 10/2019 Present
  • 02/2004 → 10/2019
    Citigroup Global Markets Inc.
    Orange, CA
  • 06/2009 → 10/2019
    Morgan Stanley Smith Barney
    Orange, CA
  • 01/2015 → 10/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2019 → Present
    Newport Beach, CA
Previous Registrations
  • 2010-03-17 → 2019-10-14
    Orange, CA
    Brea, CA
    Brea, CA
Other Businesses

1) NAME OF OTHER BUSINESS:St. John's Lutheran Church of Orange / INVESTMENT RELATED?: no/ ADDRESS:154 South Shaffer Street, Orange,Ca92866 / NATURE OF THE BUSINESS: Charity / POSITION:Member of Board of directors / DUTIES:Treasurer of the Board / START DATE:9/1/2020/ HOURS DEVOTED TO BUSINESS:no 2) ORANGE GROVE LODGE #293 FREE & ACCEPTED MASONS OF CA, As Masons, we lead by example, give back to our communities, and support numerous Masonic philanthropies. We invest in children, our neighborhoods, and our future, Member of Board of directors, ATTEND QUARTERLY MEETINGS TO REVIEW WITH BOARD-MEMBERS THE ENTITY'S INVESTMENTS, start date-6/1/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-11
S63 Uniform Securities Agent State Law Examination 2005-05-24
  • S65 Uniform Investment Adviser Law Examination
    2010-03-11
  • S63 Uniform Securities Agent State Law Examination
    2005-05-24
Other Names
  • Nick Ryan Villasenor
  • Nicholas R Villasehor
  • Nicholas R Villasenor
  • Nicholas Villasenor

View on SEC IAPD

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