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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-24
TX RA APPROVED 2023-01-24
  • PA RA
    APPROVED
    Since 2023-01-24
  • TX RA
    APPROVED
    Since 2023-01-24

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2004 08/2021
The Vanguard Group, Inc. Malvern PA 01/2023 Present
Unemployed Malvern PA 08/2021 01/2023
Vanguard Marketing Corporation Malvern PA 01/2023 Present
Vanguard Advisers, Inc. Malvern PA 01/2023 Present
  • 07/2004 → 08/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2023 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2021 → 01/2023
    Unemployed
    Malvern, PA
  • 01/2023 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 01/2023 → Present
    Malvern, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-09-17
  • S63 Uniform Securities Agent State Law Examination
    2004-09-17
Designations
Other Names
  • Randy J Lee
  • Randy J. Lee

View on SEC IAPD

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