Best Investors Account Sign in
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-29
CA RA APPROVED 2015-05-04
  • TX RA
    APPROVED_RES
    Since 2019-01-29
  • CA RA
    APPROVED
    Since 2015-05-04

Branch Locations

9460 Wilshire Blvd, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Beverly Hills CA 04/2015 Present
Previous Registrations
  • 2013-10-01 → 2015-05-07
    Los Angeles, CA
    Fountain Valley, CA
    San Antonio, TX
    Los Angeles, CA
    San Francisco, CA
    Los Angeles, CA
    Burbank, CA
    Fountain Valley, CA
    Westwood, CA
  • 2011-05-16 → 2013-10-11
    Bancwest Investment Services, Inc.
    Glendale, CA
    Sherman Oaks, CA
    Encino, CA
    Northridge, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    Las Vegas, NV
  • 2004-10-20 → 2011-05-13
    Glendale, CA
    Newport Beach, CA
    Los Angeles, CA
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-29
  • S66 Uniform Combined State Law Examination
    2004-09-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor