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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-21 |
| KY | RA | APPROVED | 2012-03-06 |
Branch Locations
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 08/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Outside Employment; Heick, Hester, Smith & Associates LLC; Financial Advisor - Client Services - Assistant; Manage advisory business; 408 Blankenbaker Pkwy, , Louisville, KY, 40243; Investment-Related; 09/01/2011; 60 hours per month; 60 during trading hours. Other Business Activities; DownSetHeick Photography; DownSetHeick photography is a photo-video hashtag I gave myself for personal work dating back to October 2015 when I got my first drone and mirrorless camera. Over time there have been friends and family that have seen my personal work and asked me to help taking photos of an event, a soccer game, or drone shots of their home, etc. For this work I have been paid periodically but have never made more than a few hundred dollars in any given year. I don't have an official Website, just a Flickr and Instagram channel where I host my photos so I can share them with friends and family.; 206 Eastern Wood Court, , Louisville, KY, 40243; Not Investment-Related; 10/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-05 |
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