Best Investors Account Sign in

Shannon M Romach

LPl Financial LLC

Fairport, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-20
  • NY RA
    APPROVED
    Since 2022-07-20

Branch Locations

345 Woodcliff Drive, Ste 8, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsford NY 02/2012 11/2016
Wells Fargo Clearing Services, Llc Pittsford NY 11/2016 07/2022
Halleran Financial Group Fairport NY 07/2022 Present
Lpl Financial Llc Fairport NY 07/2022 Present
Previous Registrations
Other Businesses

1)07/19/2022 - Halleran Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-26
  • S66 Uniform Combined State Law Examination
    2008-04-26
Other Names
  • Shannon M Pizzingrilli

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fairport, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor