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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
AZ RA APPROVED 2024-07-02
  • TX RA
    APPROVED
    Since 2026-03-24
  • AZ RA
    APPROVED
    Since 2024-07-02

Branch Locations

15215 South 48Th Street Suite 170, Phoenix, AZ 85044 • United States

Krueger Financial

15215 S 48Th Street #170, Phoenix, AZ 85044 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-07-25
  • AZ RA
    APPROVED
    Since 2012-07-25

Branch Locations

15215 S 48Th Street #170, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Phoenix AZ 04/2010 12/2017
Lpl Financial Llc Phoenix AZ 12/2017 04/2018
Krueger Financial Services, Inc Phoenix AZ 04/2010 Present
Sagepoint Financial, Inc. Phoenix AZ 04/2018 09/2023
Krueger Financial Services, Inc Phoenix AZ 06/2022 Present
Osaic Wealth, Inc. Tempe AZ 09/2023 07/2024
Commonwealth Financial Network San Diego CA 07/2024 Present
  • 04/2010 → 12/2017
    National Planning Corporation
    Phoenix, AZ
  • 12/2017 → 04/2018
    Phoenix, AZ
  • 04/2010 → Present
    Krueger Financial Services, Inc
    Phoenix, AZ
  • 04/2018 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 06/2022 → Present
    Krueger Financial Services, Inc
    Phoenix, AZ
  • 09/2023 → 07/2024
    Tempe, AZ
  • 07/2024 → Present
    San Diego, CA
Previous Registrations
  • 2023-09-01 → 2024-07-07
    Tempe, AZ
  • 2018-04-16 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Tempe, AZ
  • 2017-11-29 → 2018-04-23
    Phoenix, AZ
  • 2011-01-31 → 2017-12-06
    National Planning Corporation
    Phoenix, AZ
    Los Angeles, CA
  • 2009-04-01 → 2010-04-15
    Osaic Services, Inc.
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
Other Businesses

1. Fixed insurance sales; as of 04/16/2010; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Ascent Financial, LLC DBA Krueger Financial Services; a private entity established to facilitate securities, advisory, and insurance business; as of 06/30/2022; 20% of time spent during business hours; Conducted at branch; Investment related. 3. IAR of Krueger Financial Services offering financial planning services; 1% of time spent during business hours; conducted at branch location; investment related. 4. Co-owner, Krueger Properties Holding; an entity created for the purpose of buying and managing commercial real estate in Phoenix, AZ 85044, as of 10/29/2024; 1% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-26
S63 Uniform Securities Agent State Law Examination 2007-04-23
  • S66 Uniform Combined State Law Examination
    2009-01-26
  • S63 Uniform Securities Agent State Law Examination
    2007-04-23
Designations
Other Names
  • Kimberly Krueger Pratt
  • Kimberly Pratt

View on SEC IAPD

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