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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| AZ | RA | APPROVED | 2024-07-02 |
Branch Locations
15215 South 48Th Street Suite 170, Phoenix, AZ 85044 • United States
15215 S 48Th Street #170, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2012-07-25 |
Branch Locations
15215 S 48Th Street #170, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Phoenix | AZ | 04/2010 | 12/2017 |
| Lpl Financial Llc | Phoenix | AZ | 12/2017 | 04/2018 |
| Krueger Financial Services, Inc | Phoenix | AZ | 04/2010 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 04/2018 | 09/2023 |
| Krueger Financial Services, Inc | Phoenix | AZ | 06/2022 | Present |
| Osaic Wealth, Inc. | Tempe | AZ | 09/2023 | 07/2024 |
| Commonwealth Financial Network | San Diego | CA | 07/2024 | Present |
1. Fixed insurance sales; as of 04/16/2010; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Ascent Financial, LLC DBA Krueger Financial Services; a private entity established to facilitate securities, advisory, and insurance business; as of 06/30/2022; 20% of time spent during business hours; Conducted at branch; Investment related. 3. IAR of Krueger Financial Services offering financial planning services; 1% of time spent during business hours; conducted at branch location; investment related. 4. Co-owner, Krueger Properties Holding; an entity created for the purpose of buying and managing commercial real estate in Phoenix, AZ 85044, as of 10/29/2024; 1% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-23 |
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