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Vincent Joseph D'ALbora

B. Riley Wealth Advisors, Inc.

Red Bank, NJ

Staten Island, NY

CRD 4822725

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-23
NJ RA APPROVED 2018-06-28
  • NY RA
    APPROVED
    Since 2021-06-23
  • NJ RA
    APPROVED
    Since 2018-06-28

Branch Locations

2-10 Broad Street Suite 203/303, Red Bank, NJ 07701 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Staten Isalnd NY 06/2006 07/2022
B. Riley Wealth Advisors New York NY 06/2018 Present
B. Riley Wealth Management Red Bank NJ 07/2022 Present
  • 06/2006 → 07/2022
    National Securities Corporation
    Staten Isalnd, NY
  • 06/2018 → Present
    B. Riley Wealth Advisors
    New York, NY
  • 07/2022 → Present
    B. Riley Wealth Management
    Red Bank, NJ
Other Businesses

1) BIOTECH GROUP LLC, NON-INVESTMENT RELATED, EXPENSE CORP FOR THE BRANCH OFFICE, 0 HRS DEVOTED TO BUSINESS, BIOTECH GROUP, LLC MAY PROVIDE LOANS...

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
S63 Uniform Securities Agent State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2018-06-19
  • S63 Uniform Securities Agent State Law Examination
    2006-01-09
Other Names
  • Vincent D'ALbora

View on SEC IAPD

Nearby Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC
MILLINGTON SECURITIES, LLC
HARTSHORNE GROUP, LLC

Nearby Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
Robert Daniel Morgan

Nearby Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ

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