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Nicholas A. Patti

J.P. Morgan Securities LLC

East Brunswick, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-29
TX RA APPROVED 2025-05-27
  • NJ RA
    APPROVED
    Since 2025-05-29
  • TX RA
    APPROVED
    Since 2025-05-27

Branch Locations

629 Rte 18, East Brunswick, NJ 08816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na New York NY 01/2012 05/2025
Wells Fargo Advisors Llc New York NY 01/2021 05/2025
Wells Fargo Clearing Services, Llc New York NY 01/2012 05/2025
Jpmorgan Chase Bank, N.A. East Brunswick NJ 05/2025 Present
J.P. Morgan Securities Llc East Brunswick NJ 05/2025 Present
  • 01/2012 → 05/2025
    Wells Fargo Bank Na
    New York, NY
  • 01/2021 → 05/2025
    Wells Fargo Advisors Llc
    New York, NY
  • 01/2012 → 05/2025
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 05/2025 → Present
    Jpmorgan Chase Bank, N.A.
    East Brunswick, NJ
  • 05/2025 → Present
    J.P. Morgan Securities Llc
    East Brunswick, NJ
Previous Registrations
  • 2021-06-21 → 2025-05-28
    Wells Fargo Clearing Services, Llc
    New York, NY
    New York, NY
    New York, NY
    Oakhurst, NJ
    Jackson, NJ
    Edison, NJ
    Short Hills, NJ
    Matawan, NJ
    Oakhurst, NJ
    Short Hills, NJ
    Edison, NJ
    Oakhurst, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2006-09-15
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2006-09-15
Other Names
  • Nicholas A Patti
  • Nicholas Patti
  • Nicholas Anthony Patti

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EAST BRUNSWICK, NJ
SANTANDER SECURITIES LLC · East Brunswick, NJ
WORLD INVESTMENT ADVISORS, LLC · EAST BRUNSWICK, NJ
WORLD INVESTMENT ADVISORS, LLC · EAST BRUNSWICK, NJ
NISONOFF & QUADREL INVESTMENT MANAGEMENT LLC · EAST BRUNSWICK, NJ
CETERA INVESTMENT ADVISERS LLC · MILLTOWN, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAST BRUNSWICK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Milltown, NJ

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