Nicholas A. Patti

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 05/2025
  Wells Fargo Bank Na
  New York, NY
• 01/2021 → 05/2025
  Wells Fargo Advisors Llc
  New York, NY
• 01/2012 → 05/2025
  Wells Fargo Clearing Services, Llc
  New York, NY
• 05/2025 → Present
  Jpmorgan Chase Bank, N.A.
  East Brunswick, NJ
• 05/2025 → Present
  J.P. Morgan Securities Llc
  East Brunswick, NJ

Previous Registrations

• 2021-06-21 → 2025-05-28
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
  New York, NY
  Oakhurst, NJ
  Jackson, NJ
  Edison, NJ
  Short Hills, NJ
  Matawan, NJ
  Oakhurst, NJ
  Short Hills, NJ
  Edison, NJ
  Oakhurst, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-01-08
• S63 Uniform Securities Agent State Law Examination
  2006-09-15

Other Names

• Nicholas A Patti
• Nicholas Patti
• Nicholas Anthony Patti