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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-07-31
  • IN RA
    APPROVED
    Since 2017-07-31

Branch Locations

864 E Beardsley Avenue, Elkhart, IN 46514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Elkhart IN 12/2015 07/2017
Key Investment Services Elkhart IN 12/2015 07/2017
Cetera Investment Services Llc St. Cloud MN 07/2017 Present
Cetera Investment Advisers Llc Elkhart IN 07/2017 Present
Lake City Bank Elkhart IN 07/2017 Present
  • 12/2015 → 07/2017
    Keybank
    Elkhart, IN
  • 12/2015 → 07/2017
    Key Investment Services
    Elkhart, IN
  • 07/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 07/2017 → Present
    Elkhart, IN
  • 07/2017 → Present
    Lake City Bank
    Elkhart, IN
Previous Registrations
  • 2014-11-21 → 2017-07-28
    Indianapolis, IN
    Elkhart, IN
    Elkhart, IN
  • 2011-02-22 → 2014-11-14
    Elkhart, IN
    Elkhart, IN
    Elkhart, IN
    Elkhart, IN
    Elkhart, IN
    Mishawaka, IN
    Goshen, IN
    Milford, IN
    Warsaw, IN
    Etna Green, IN
    Warsaw, IN
    Leesburg, IN
    Pierceton, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Churubusco, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Auburn, IN
    Granger, IN
    Granger, IN
    Mishawaka, IN
  • 2008-06-25 → 2011-02-07
    Saline, MI
    Goshen, IN
    Wakarusa, IN
    Shelby Twp, MI
  • 2006-07-10 → 2008-06-26
    Elkhart, IN
    Elkhart, IN
Other Businesses

1.TRINITY LUTHERN CHURCH, COMMITTEE MEMBER ON THE MEMORIAL ENDOWMENT COMMITTEE, 1HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2004-08-05
Other Names
  • Greg Lee Emmack
  • Greg Lee Emmack
  • Gregory Lee Emmack

View on SEC IAPD

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