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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-14 |
| CA | RA | APPROVED | 2019-10-17 |
Branch Locations
9595 Wilshire Blvd, Suite 601 [Satellite], Beverly Hills, CA 90212 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Beverly Hills | CA | 10/2019 | Present |
TRES LITORIBUS LLC, NOT INV RELATED, ENCINO, CA, 33% OWNERSHIP, START 11/1/2023, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, GASTRO PUB AND BILLIARDS LOUNGE MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-11 |
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