Best Investors Account Sign in

William Edward Davis

LPl Financial LLC

Augusta, GA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-18
TX RA APPROVED 2024-07-17
  • GA RA
    APPROVED
    Since 2024-07-18
  • TX RA
    APPROVED
    Since 2024-07-17

Branch Locations

7 George C Wilson Ct, Augusta, GA 30909-6593 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2014 10/2020
Morgan Stanley Smith Barney Llc Augusta GA 10/2020 07/2024
Morgan Stanley Private Bank, N.A New York NY 12/2020 07/2024
Lpl Financial Llc Augusta GA 07/2024 Present
Queensborough National Bank Augusta CA 07/2024 Present
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 08/2014 → 10/2020
    St. Louis, MO
  • 10/2020 → 07/2024
    Morgan Stanley Smith Barney Llc
    Augusta, GA
  • 12/2020 → 07/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2024 → Present
    Augusta, GA
  • 07/2024 → Present
    Queensborough National Bank
    Augusta, CA
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2020-10-16 → 2024-07-26
    Augusta, GA
  • 2014-08-25 → 2020-10-20
    Evans, GA
    Augusta, GA
  • 2006-08-08 → 2007-09-18
    Truist Investment Services, Inc.
    Martinez, GA
    Augusta, GA
    Augusta, GA
    Augusta, GA
    Augusta, GA
    Augusta, GA
    Augusta, GA
    Augusta, GA
    Evans, GA
    Thomson, GA
    Thomson, GA
  • 2004-09-22 → 2006-08-10
    Augusta, GA
    Augusta, GA
Other Businesses

1) 07/16/2024 - Queensborough Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-22
S65 Uniform Investment Adviser Law Examination 2004-09-17
S63 Uniform Securities Agent State Law Examination 2004-08-26
  • S66 Uniform Combined State Law Examination
    2014-08-22
  • S65 Uniform Investment Adviser Law Examination
    2004-09-17
  • S63 Uniform Securities Agent State Law Examination
    2004-08-26
Other Names
  • Will Davis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Augusta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor