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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED | 2024-07-17 |
Branch Locations
7 George C Wilson Ct, Augusta, GA 30909-6593 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 08/2014 | 10/2020 |
| Morgan Stanley Smith Barney Llc | Augusta | GA | 10/2020 | 07/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2020 | 07/2024 |
| Lpl Financial Llc | Augusta | GA | 07/2024 | Present |
| Queensborough National Bank | Augusta | CA | 07/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2020 | Present |
1) 07/16/2024 - Queensborough Investments - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-22 |
| S65 | Uniform Investment Adviser Law Examination | 2004-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-26 |
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