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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-12-13 |
Branch Locations
1560 Sherman Avenue Suite 100, Evanston, IL 60201 • United States
Niles, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Lopez - Sole Proprietor | Niles | IL | 01/2013 | Present |
| Jp Morgan Chase Bank, N.A. | Mt.PRospect | IL | 09/2008 | 11/2018 |
| Jp Morgan Securities Llc | Mt. Prospect | IL | 05/2013 | 11/2018 |
| Tiaa | Evanston | IL | 11/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Evanston | IL | 11/2018 | Present |
JOHN LOPEZ - SOLE PROPRIETOR POSITION: Sole Proprietor NATURE: I am the landlord and my duties are to collect rent and oversee maintenance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2013 ADDRESS: Home Address, Niles IL 60714, United States DESCRIPTION: Collect rent, oversee maintenance, screen tenants
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-03 |
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