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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-09 |
| MN | RA | APPROVED | 2020-08-05 |
| TX | RA | APPROVED_RES | 2020-07-30 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
New Smyrna Beach, FL • United States
Minneapolis, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Minneapolis | MN | 05/2011 | 07/2020 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 07/2020 | Present |
| City National Bank | Minneapolis | MN | 10/2020 | 01/2025 |
Sec 1)Divorcing Divas Second Saturday Twin Cities/ 3133 Garfield Ave Minneapolis,MN 55408 / Sole proprietorship/ Services (Business, Professional, Support) / conference for women going through divorce / Sole proprietorship / / Owner/operator / Start Date 2/2/16 / 2)Women Winning / 2610 University Ave West St. Paul, MN 55114 / United States / www.womenwinning.org / No / Political Education / Member of Board of directors / Marketing and fundraising for organization / Start Date 1/1/2019 / No / No 3)Name: Second Saturday Twin Cities LLC Address: 3133 Garfield Ave S Minneapolis MN 55408 Business Description: Divorce Workshops Business is not investment related Projected Start Date: 10/02/20 Capacity: Owner - Active Duties Performed: Workshops Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: Second Hand Hounds; ADDRESS: 5959 Baker Road #390 Minnetonka, MN 55345; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Animal Rescue; CAPACITY: Board of Directors; START DATE: 03/22/2021; DUTIES: Fundraising and Marketing; HOURS DEVOTED PER MONTH: 05; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; (5) NAME OF ENTITY: Girl Scouts Of Minnesota And Wisconsin River Valleys, Inc. ADDRESS: 400 Robert Street South, St Paul, MN 55107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 31, 2026 CAPACITY: Board of Directors DUTIES: Board member responsibilities. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-14 |
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