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Michael David Eaton

Charles Schwab & Co., Inc.

Portland, OR

CRD 4820919

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-03-17
  • OR RA
    APPROVED
    Since 2022-03-17

Branch Locations

1540 Nw 21St Avenue, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Northbrook IL 08/2004 07/2017
Retired Portland OR 07/2017 05/2018
Allstate Financial Services Portland OR 05/2018 04/2019
Td Ameritrade Portland OR 04/2019 12/2022
Charles Schwab & Co., Inc. Portland OR 12/2022 Present
Charles Schwab Bank, Ssb Portland OR 11/2023 Present
  • 08/2004 → 07/2017
    Allstate Insurance
    Northbrook, IL
  • 07/2017 → 05/2018
    Retired
    Portland, OR
  • 05/2018 → 04/2019
    Allstate Financial Services
    Portland, OR
  • 04/2019 → 12/2022
    Td Ameritrade
    Portland, OR
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Portland, OR
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Portland, OR
Previous Registrations
  • 2019-04-15 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Portland, OR
    Portland, OR
  • 2019-04-09 → 2022-10-14
    Td Ameritrade, Inc.
    Portland, OR
    Portland, OR
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 2005-04-09
  • S66 Uniform Combined State Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    2005-04-09
Other Names
  • Michael David Eaton
  • Mike Eaton

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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INMAN FINANCIAL SERVICES, INC.

Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

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