Joel Carl Nelson

Current Employers

Employment History

• 05/2010 → 06/2024
  Securities America Inc.
  Sterling, CO
• 05/2010 → 06/2024
  Securities America Advisors
  Sterling, CO
• 03/2016 → Present
  South Platte Agency, Inc
  Julesburg, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Delta, CO

Previous Registrations

• 2010-05-03 → 2024-06-14
  Securities America Advisors, Inc.
  Sterling, CO
• 2002-12-10 → 2010-05-05
  Valic Financial Advisors, Inc.
  Sterling, CO

Other Businesses

1. SOUTH PLATTE AGENCY, INC. POSITION: Owner NATURE: Ownership of Property and Casualty Insurance Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 106 Cedar Street, Julesburg CO 80737, United States DESCRIPTION: Owner. 2. MAVERICK FINANCIAL, LLC POSITION: Owner NATURE: Commercial Rental Buildings INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2005 ADDRESS: 206 Main Street, Sterling CO 80751, United States DESCRIPTION: Our businesses are located in an office building I own and rent to other organizations. I am the owner and a tenant. In addition we own two other commercial rental properties. 3. NELSON FINANCIAL, LLC INSURANCE SERVICES POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2009 ADDRESS: 206 Main Street, Sterling CO 80751, United States DESCRIPTION: Sell Life Insurance & Annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-09
• S63 Uniform Securities Agent State Law Examination
  2000-03-14

Designations