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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-26
CO RA APPROVED 2009-02-10
  • TX RA
    APPROVED
    Since 2019-07-26
  • CO RA
    APPROVED
    Since 2009-02-10

Branch Locations

338 Main Street, Delta, CO 81416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Delta CO 07/2008 Present
Raymond James Financial Services Advisors Inc. Delta CO 02/2009 Present
King Financial Services Llc Delta CO 06/2008 10/2016
Freelance Musician Austin CO 10/2019 Present
Freelance Musician Austin CO 10/2019 Present
Montrose Community Band Montrose CO 10/2008 Present
  • 07/2008 → Present
    Raymond James Financial Services, Inc
    Delta, CO
  • 02/2009 → Present
    Delta, CO
  • 06/2008 → 10/2016
    King Financial Services Llc
    Delta, CO
  • 10/2019 → Present
    Freelance Musician
    Austin, CO
  • 10/2019 → Present
    Freelance Musician
    Austin, CO
  • 10/2008 → Present
    Montrose Community Band
    Montrose, CO
Other Businesses

(1)Name of Business: Freelance Musician Address: 8737 Marshalls Rd, Austin, CO, 81410, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 10/02/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Musician (Saxophone and other Woodwind instruments) with several musical groups in Western Colorado (i.e. Grand Junction, Montrose, Paonia, etc.) (2)Name of Business: King Wealth Solutions, LLC Address: 338 Main St, Delta, CO, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/25/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner, Branch Manager (3)Name of Business: NA Address: PO Box 3383, Montrose High School, Montrose, CO, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 10/28/2008 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Music Director - Conductor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29
Designations

View on SEC IAPD

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