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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-10-06
  • CA RA
    APPROVED
    Since 2004-10-06

Branch Locations

2150 River Plaza Dr Ste 280, Sacramento, CA 95833 • United States

Sacramento, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Roseville CA 06/2004 Present
Other Businesses

Outside Employment; Ascendant Wealth Management Group; Co-owner; Manage advisory business; 2150 River Plaza Drive, Suite 280, Sacramento, CA, 95833; Investment-Related; 03/20/2024; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-24
  • S66 Uniform Combined State Law Examination
    2004-09-24
Other Names
  • Grant Lewis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sacramento, CA

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