Robert L Peters

Current Employers

Employment History

• 01/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2013 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2011-01-06 → 2013-01-24
  Morgan Stanley
  New York, NY

Other Businesses

I*1397351 For profit or not for profit: Name of outside business organization: Laguna Rockpile Groms Travel Baseball Investment related: N Address of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Role would to coach a group of youth baseball players and administer the organization in terms of scheduling practices, games and team admin (uniforms, player development etc.) I*1400270 For profit or not for profit: Entity Charitable Name of outside business organization: Laguna Beach Little League Investment related: N Address of business: Laguna Beach, California, 92651, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/1/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , one of 26 board members for governance and oversight of the little league baseball program. Specifically field maintenance and equipment supervisor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-05
• S63 Uniform Securities Agent State Law Examination
  2004-02-19

Other Names

• Robert Louis Peters
• Robert Peters
• Robert Louis Peters
• Robert L Peters