Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-06-27
  • TX RA
    APPROVED
    Since 2000-06-27

Branch Locations

13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Houston TX 06/1999 Present
  • 06/1999 → Present
    Merrill Lynch
    Houston, TX
Other Businesses

I*2097265, Entity Type: Fiduciary, Name of OBA: D I & B A I U/A DTD 11/08/2024 , Address: Sugar Land, Texas, 77479, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 19-Nov-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2088268, Entity Type: Fiduciary, Name of OBA: B I L REVOCABLE Trust, Address: Sugar Land, Texas, 77479, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 12-Dec-2024, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 2000-06-26
  • S66 Uniform Combined State Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    2000-06-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sugar Land, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor