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Albert Jose Cornel

Osaic Wealth, Inc.

Camarillo, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01

Branch Locations

770 Paseo Camarillo Suite 130, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Capital Management Camarillo CA 06/2004 Present
Sagepoint Financial, Inc Camarillo CA 01/2009 09/2023
Osaic Wealth, Inc. Camarillo CA 09/2023 Present
  • 06/2004 → Present
    Independent Capital Management
    Camarillo, CA
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Camarillo, CA
  • 09/2023 → Present
    Camarillo, CA
Previous Registrations
  • 2020-03-11 → 2023-09-01
    Osaic Services, Inc.
    Camarillo, CA
    Phoenix, AZ
Other Businesses

1. INDEPENDENT CAPITAL MANAGEMENT; INVESTMENT RELATED; 770 PASEO CAMARILLO DR STE 130 CAMARILLO CA 93010; STATUTORY AGENT; OCTOBER 30, 2004; 15 HRS/MTH; 10 HRS DURING TRADING; SALE OF INSURANCE PRODUCTS. 2. ICM LENDING; INVESTMENT RELATED; 34175 CAMINO CAPISTRANO SUITE 201 CAPISTRANO BEACH CA 92624; REPRESENTATIVE; JANUARY 2006; 10 HRS/MTH; 5 HRS DURING TRADING; CLIENT REFERRALS TO ICM LENDING FOR HOME PURCHASES AND/OR REFINANCING. 3. CITADEL LAW OFFICE; NON-INVESTMENT RELATED; 4695 MACARTHUR COURT SUITE 100 NEWPORT BEACH CA 92660; PARALEGAL; DECEMBER 2004; 40 HRS/MTH; 30 HRS DURING TRADING; GATHER TRUST RELATED MAATERIAL AND DOCUMENTS FOR REFERRAL TO CITADEL TO PREPARE LIVING TRUSTS. 4. FITNESS 19 GYM 161 N. REINO ROAD, NEWBURY PARK, CA 91320. NON-INVESTMENT RELATED. KICKBOXING FITNESS INSTRUCTOR. START DATE- NOVEMBER 2, 2013. 12 HOURS/MONTH. 1 HOUR DURING TRADING HOURS. 5. FITNESS 19 GYM POSITION: KICKBOXING FITNESS INSTRUCTOR NATURE: CORPORATION INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 2 START DATE: 08/01/2015 ADDRESS: 1775 E DAILY DRIVE., CAMARILLO, CA 93010 DESCRIPTION: KICKBOXING FITNESS INSTRUCTOR 6. THE FOUNDRY POSITION: Yoga Instructor NATURE: Corporation ( Hot Yoga) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2025 ADDRESS: 1714 Newbury Road, Suite P, Newbury Park CA 91320, United States DESCRIPTION: Teach hot yoga which incorporates yoga, cardio and strength in a heated environment. 7. INDEPENDENT CAPITAL MANAGEMENT POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 06/09/2024 ADDRESS: 770 Paseo Camarillo, Suite 130, Camarillo CA 93010, United States DESCRIPTION: Explain to individuals the importance of Insurance, fill out insurance forms and submit them to the companies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-10
S63 Uniform Securities Agent State Law Examination 2004-10-06
  • S65 Uniform Investment Adviser Law Examination
    2020-03-10
  • S63 Uniform Securities Agent State Law Examination
    2004-10-06
Other Names
  • Albert Jose Cornell

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