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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
Branch Locations
770 Paseo Camarillo Suite 130, Camarillo, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Capital Management | Camarillo | CA | 06/2004 | Present |
| Sagepoint Financial, Inc | Camarillo | CA | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Camarillo | CA | 09/2023 | Present |
1. INDEPENDENT CAPITAL MANAGEMENT; INVESTMENT RELATED; 770 PASEO CAMARILLO DR STE 130 CAMARILLO CA 93010; STATUTORY AGENT; OCTOBER 30, 2004; 15 HRS/MTH; 10 HRS DURING TRADING; SALE OF INSURANCE PRODUCTS. 2. ICM LENDING; INVESTMENT RELATED; 34175 CAMINO CAPISTRANO SUITE 201 CAPISTRANO BEACH CA 92624; REPRESENTATIVE; JANUARY 2006; 10 HRS/MTH; 5 HRS DURING TRADING; CLIENT REFERRALS TO ICM LENDING FOR HOME PURCHASES AND/OR REFINANCING. 3. CITADEL LAW OFFICE; NON-INVESTMENT RELATED; 4695 MACARTHUR COURT SUITE 100 NEWPORT BEACH CA 92660; PARALEGAL; DECEMBER 2004; 40 HRS/MTH; 30 HRS DURING TRADING; GATHER TRUST RELATED MAATERIAL AND DOCUMENTS FOR REFERRAL TO CITADEL TO PREPARE LIVING TRUSTS. 4. FITNESS 19 GYM 161 N. REINO ROAD, NEWBURY PARK, CA 91320. NON-INVESTMENT RELATED. KICKBOXING FITNESS INSTRUCTOR. START DATE- NOVEMBER 2, 2013. 12 HOURS/MONTH. 1 HOUR DURING TRADING HOURS. 5. FITNESS 19 GYM POSITION: KICKBOXING FITNESS INSTRUCTOR NATURE: CORPORATION INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 2 START DATE: 08/01/2015 ADDRESS: 1775 E DAILY DRIVE., CAMARILLO, CA 93010 DESCRIPTION: KICKBOXING FITNESS INSTRUCTOR 6. THE FOUNDRY POSITION: Yoga Instructor NATURE: Corporation ( Hot Yoga) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2025 ADDRESS: 1714 Newbury Road, Suite P, Newbury Park CA 91320, United States DESCRIPTION: Teach hot yoga which incorporates yoga, cardio and strength in a heated environment. 7. INDEPENDENT CAPITAL MANAGEMENT POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 06/09/2024 ADDRESS: 770 Paseo Camarillo, Suite 130, Camarillo CA 93010, United States DESCRIPTION: Explain to individuals the importance of Insurance, fill out insurance forms and submit them to the companies
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-06 |
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