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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-09 |
| OR | RA | APPROVED | 2026-02-05 |
| TX | RA | APPROVED_RES | 2026-01-22 |
| FL | RA | APPROVED | 2025-09-18 |
| MI | RA | APPROVED | 2025-08-29 |
| NC | RA | APPROVED | 2025-02-24 |
| CA | RA | APPROVED | 2025-01-30 |
| ID | RA | APPROVED | 2024-08-27 |
| OH | RA | APPROVED | 2024-03-15 |
| NV | RA | APPROVED | 2023-05-30 |
| WA | RA | APPROVED | 2023-05-03 |
| IL | RA | APPROVED | 2023-04-24 |
| AZ | RA | APPROVED | 2021-09-14 |
Branch Locations
5080 North 40Th St. Suite 400, Phoenix, AZ 85018 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Mesa | AZ | 12/2014 | 06/2024 |
| Guardian Life Insurance Co | Mesa | AZ | 12/2014 | 06/2024 |
| Guardian Life Insurance Company | Phoenix | AZ | 06/2024 | Present |
| Park Avenue Securities | Phoenix | AZ | 06/2024 | Present |
1. Eagleston Financial Group Partnering with the Eagleston Financial Group and selling Life and Disability Insurance through Guardian along with other carriers. Start: 09/04/2015 ADDRESS: 1333 N. Greenfield Road, Suite 103 Mesa, AZ 85205 100 bus hrs per month (All insurance) Investment related >10% annual compensation 2. Insurance Products other than Guardian Start: 01/01/2012 Address: 5080 N 40th St. Suite 400 Phoenix, AZ 85018 40 bus hrs per month Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-03 |
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