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Ashley Roxanne Stump

Stifel, Nicolaus & Company, Incorporated

St. Joseph, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-01
MI RA APPROVED 2020-01-21
  • TX RA
    APPROVED
    Since 2020-04-01
  • MI RA
    APPROVED
    Since 2020-01-21

Branch Locations

4097 Hollywood Road, St. Joseph, MI 49085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co., Inc. Saint Joseph MI 10/2017 Present
Shinola Detroit MI 08/2014 10/2017
  • 10/2017 → Present
    Stifel, Nicolaus & Co., Inc.
    Saint Joseph, MI
  • 08/2014 → 10/2017
    Shinola
    Detroit, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-17
  • S66 Uniform Combined State Law Examination
    2020-01-17
Other Names
  • Ashley Roxanne Herrington

View on SEC IAPD

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