Christopher Michael Garcia

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Plano, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Plano, TX

Other Businesses

Business Ownership; Mertopolitain Transportation Services; ; Personal car service.; 3227 McKinney Ave Apt 7G Dallas TX 75204, ,; ; 02/01/2013; 1 to 9 hours per month; / Elevation Management Services, LLC; Chief Exe. role of managing the day to day service delivery in a management company for my financial planning practice.; Financial Services - service delivery; 6860 Dallas Parkway, Ste 550, , Plano, TX, 75024; Not Investment-Related; 04/01/2019; 60 hours per month; 60 during trading hours / Sacred Home; Co-owner; I am co-founding a non-profit organization to help disabled adults to live independently in a home with other disabled adults with skilled and unskilled nursing supervision.; none yet, , plano, TX, 75024; Not Investment-Related; 01/31/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Finpro Holdings; CEO/CFO; technology/software; 5960 W Parker Rd Ste 278, PMB 163, Plano, TX, 75093; Not Investment-Related; 05/31/2019; 1 to 9 hours per month; 0 during trading hours / Quintant Tax Management; Owner; Tax Preparation; 6860 Dallas Parkway, Ste 550, Plano, TX, 75024; Not Investment-Related; 01/31/2024; 40 to 59 hours per month; 40 to 59 during trading hours / Yoke Hair; minority owner (expecting 5% ownership); Hair salon; 802 N Goliad St, , Rockwall, TX, 75087; Not Investment-Related; 08/07/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Made New Home Solutions; Co-owner; Retail; 5960 W Parker Rd Ste 278, , Plano, TX, 75093; Not Investment-Related; 11/19/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Catholic Music Initiative; Board of Director; 1900 Preston Rd, Ste 267-170, , Plano, TX, 75093; Investment-Related; 08/09/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-13

Other Names

• Chris Garcia