Robert L Arroyo

Current Employers

Employment History

• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2011 → 08/2021
  First Allied Securities, Inc.
  San Diego, CA
• 11/2020 → 08/2021
  First Allied Advisory Services
  Schaumburg, IL
• 08/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 08/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2023 → Present
  Duncan Financial Planning Advisors
  Irwin, PA

Previous Registrations

• 2020-10-26 → 2021-09-03
  Cetera Investment Advisers Llc
  Tampa, FL
• 2012-06-07 → 2020-11-12
  First Allied Advisory Services, Inc.
  Tampa, FL
• 2011-11-10 → 2012-07-02
  First Allied Securities, Inc.
  Tampa, FL
  Clearwater, FL
  Safety Harbor, FL
  Safety Harbor, FL
  Safety Harbor, FL
• 2009-05-14 → 2011-11-17
  Lpl Financial Llc
  Clearwater, FL
• 2006-12-01 → 2009-05-13
  Ubs Financial Services Inc.
  Clearwater, FL
• 2005-11-02 → 2006-12-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
• 2004-10-18 → 2005-07-12
  Legg Mason Wood Walker, Incorporated
  Tampa, FL

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 09/2021. 2) DUNCAN FINANCIAL GROUP LLC DBA DUNCAN FINANCIAL PLANNING ADVISORS, 22 Hickory Lane, Safety Harbor FL 34695, 10/2023, Investment Advisor Representative, Financial Planning and Consulting for a fee, INV REL, 8 HR/MO - 8 HR/MO TRADING 3) ROBERT ARROYO ENTERPRISES INC DBA RLA FINANCIAL, SAFETY HARBOR FL 34695, 04/2009, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 16 HR/MO 16 HR/MO TRADING 4) HATTERAS ENTERPRISES INC, SAFTEY HARBOR FL 34695, 07/1995, OWNER, VENDING MACHINE DISTRIBUTION, NIR, 16 HR/MO 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2004-10-13

Other Names

• Robert Louis Arroyo
• Robert Louis Arroyo