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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-09-15 |
Branch Locations
8015 W Kenton Cir, Huntersville, NC 28078 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 08/2015 | Present |
I*5595287 Entity Type: Entity Charitable Name of OBA: Old Town Cornelius, Inc Address: Cornelius, North Carolina, 28031 Investment Related: No Position, Title, Association: Committee Employee Start Date: 09/01/2026 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: A local non-profit group dedicated to strengthening the economic, cultural, and civic vitality of Old Town Cornelius. They work to connect people, business, and ideas to create a vibrant, welcoming, and connected Old Town. My Role would be Community Partnerships & Development Coordinator and my responsibilities will include developing relationships with local businesses and individuals looking to support OTC. Support could be in the form of volunteering time, goods, or monetary donations. I will not be accepting any donations, merely telling the story and asking people for their support.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 2012-01-14 |
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