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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-26 |
| PA | RA | APPROVED | 2020-06-11 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Cranberry Township, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pennsylvania Financial Group | Sewickley | PA | 01/2012 | Present |
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 02/2012 | 06/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 06/2020 |
| Gen X Wealth Advisors | Cranberry Township | PA | 06/2020 | Present |
| Kestra Investment Services, Llc | Cranberry Township | PA | 06/2020 | Present |
| Kestra Advisory Services, Llc | Cranberry Township | PA | 06/2020 | Present |
Name: Vincentian Collaborative Systems Board of Directors Investment Related: No Address: 8250 Babcock Blvd Pittsburgh PA 15237 Nature of Business: Board Position Position, Title or Relationship: Board Member Start Date: 2/5/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend monthly meeting and review operations, budget, etc. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest PKWY BLDG 2 Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep/Investment Advisor Start Date: 6/15/2020 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: To provide financial advice under the guidelines of the CERTiFIED FINANCIAL PLANNER code of ethics. Name: Ash Brokerage Investment Related: Yes Address: 888 S. Harrison St., Suite 900 Fort Wayne IN 46802 Nature of Business: Insurance Position, Title or Relationship: individual Producer Start Date: 1/16/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell life insurance Name: Gen X Wealth Partners Investment Related: Yes Address: 217 EAGLE DR CRANBERRY TOWNSHIP PA 16066 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: President Start Date: 6/15/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: As a CERTIFIED FINANCIAL PLANNER I am obligated to provide financial services under the standards set forth by the CFP Board. Name: GEN X COLLEGE PARTNERS POSITION: Owner NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/13/2023 ADDRESS: 217 Eagle Dr, Cranberry Township PA 16066 DESCRIPTION: My duties and obligations are to my customers who pay me a consulting fee for my services. Name: FPA MEDIASOURCE POSITION: participant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/03/2026 ADDRESS: 1290 N. Broadway, Suite 1625, Denver CO 80203, United States DESCRIPTION: My obligation would be to represent myself and the FPA as a steward of the profession. I would be commenting on various financial topics via media requests with that in mind. I could be published in financial articles or interviewed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-22 |
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