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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
PA RA APPROVED 2020-06-11
  • TX RA
    APPROVED
    Since 2023-07-26
  • PA RA
    APPROVED
    Since 2020-06-11

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Cranberry Township, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pennsylvania Financial Group Sewickley PA 01/2012 Present
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 02/2012 06/2020
Cetera Advisor Networks Llc El Segundo CA 09/2013 06/2020
Gen X Wealth Advisors Cranberry Township PA 06/2020 Present
Kestra Investment Services, Llc Cranberry Township PA 06/2020 Present
Kestra Advisory Services, Llc Cranberry Township PA 06/2020 Present
  • 01/2012 → Present
    Pennsylvania Financial Group
    Sewickley, PA
  • 02/2012 → 06/2020
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → 06/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2020 → Present
    Gen X Wealth Advisors
    Cranberry Township, PA
  • 06/2020 → Present
    Kestra Investment Services, Llc
    Cranberry Township, PA
  • 06/2020 → Present
    Cranberry Township, PA
Previous Registrations
Other Businesses

Name: Vincentian Collaborative Systems Board of Directors Investment Related: No Address: 8250 Babcock Blvd Pittsburgh PA 15237 Nature of Business: Board Position Position, Title or Relationship: Board Member Start Date: 2/5/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend monthly meeting and review operations, budget, etc. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest PKWY BLDG 2 Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep/Investment Advisor Start Date: 6/15/2020 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: To provide financial advice under the guidelines of the CERTiFIED FINANCIAL PLANNER code of ethics. Name: Ash Brokerage Investment Related: Yes Address: 888 S. Harrison St., Suite 900 Fort Wayne IN 46802 Nature of Business: Insurance Position, Title or Relationship: individual Producer Start Date: 1/16/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell life insurance Name: Gen X Wealth Partners Investment Related: Yes Address: 217 EAGLE DR CRANBERRY TOWNSHIP PA 16066 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: President Start Date: 6/15/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: As a CERTIFIED FINANCIAL PLANNER I am obligated to provide financial services under the standards set forth by the CFP Board. Name: GEN X COLLEGE PARTNERS POSITION: Owner NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/13/2023 ADDRESS: 217 Eagle Dr, Cranberry Township PA 16066 DESCRIPTION: My duties and obligations are to my customers who pay me a consulting fee for my services. Name: FPA MEDIASOURCE POSITION: participant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/03/2026 ADDRESS: 1290 N. Broadway, Suite 1625, Denver CO 80203, United States DESCRIPTION: My obligation would be to represent myself and the FPA as a steward of the profession. I would be commenting on various financial topics via media requests with that in mind. I could be published in financial articles or interviewed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-02
S63 Uniform Securities Agent State Law Examination 2004-07-22
  • S66 Uniform Combined State Law Examination
    2006-03-02
  • S63 Uniform Securities Agent State Law Examination
    2004-07-22
Designations

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