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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 06/2004 | 02/2018 |
| E*Trade Capital Management Llc | Alpharetta | GA | 03/2009 | 02/2018 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2018 | 02/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2018 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2020 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
1. Name: Maddox Photography 2. Investment-related: No 3. Address: 8365 Riverbirch Dr., Roswell, Georgia 30076 4. Nature: Photography 5. Position: Officer 6. Start Date: 11/1/2018 7. Approx. number of hrs/mth devoted to the other business: 10 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: Take photos, edit photos, produce and provide finished photos to clients *435141 1. Rental Property 2. Investment Related: No 3. (Personal Address) 4. Real Estate 5. Owner 6. 01/29/2013 7. Hours devoted to business: 5 8. Hours devoted during Securities business: 0 9. Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-17 |
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