Jose Dejesus Cervantes

Current Employers

Easterly Investment Partners Llc

138 Conant Street Suite 100, Beverly, MA 01915 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-07-27
IL	RA	APPROVED	2026-04-16

MA RA
APPROVED

Since 2026-07-27
IL RA
APPROVED

Since 2026-04-16

Branch Locations

138 Conant Street Suite 100, Beverly, MA 01915 • United States

Westchester, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	08/2010	03/2025
Easterly Securities Llc & Easterly Asset Management Lp	Beverly	MA	03/2025	Present

08/2010 → 03/2025

Advisors Asset Management, Inc

Monument, CO
03/2025 → Present

Easterly Securities Llc & Easterly Asset Management Lp

Beverly, MA

Previous Registrations

2010-08-23 → 2025-03-20

Advisors Asset Management, Inc.

Lisle, IL
2005-09-12 → 2008-11-04

Guggenheim Investments

Chicago, IL

Lisle, IL
2005-07-06 → 2005-09-08

Chase Investment Services Corp.

Chicago, IL
2005-06-06 → 2005-07-06

Banc One Securities Corporation

Warrenville, IL

Other Businesses

Easterly Investment Partners LLC - Investment related; Registered Investment Adviser 138 Conant St., Beverly, MA 01915 Senior Vice President, Midwest Territory 3/25/25 Average 160 hours/month, all during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-03
S63	Uniform Securities Agent State Law Examination	2000-02-09

S66 Uniform Combined State Law Examination

2005-06-03
S63 Uniform Securities Agent State Law Examination

2000-02-09

View on SEC IAPD

Current Employers

Easterly Investment Partners Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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