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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services, Inc | Chicago | IL | 01/2006 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 11/2017 | Present |
| Bank Of America, N.A. | Northbrook | IL | 12/2017 | Present |
I*112291 For profit or not for profit: Non-Profit Organization Name of outside business organization: Glencoe Chamber of Commerce Investment related: N Address of business: Glencoe, Illinois 60022 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 3/1/2018 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: To promote profitable retail business and services in the Village of Glencoe Illinois. Board member, attend monthly board meetings, participate in fund raising or awareness events. Attend Networking events, such as after hour socials or breakfasts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-10 |
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