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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-14 |
| KY | RA | APPROVED | 2022-07-13 |
| TX | RA | APPROVED | 2022-07-13 |
Branch Locations
3285 Blazer Pkwy Suite 100, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Lexington | KY | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | KY | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Lexington | KY | 07/2022 | Present |
INNOVATION WEALTH MANAGEMENT, INVT RELATED, LEXINGTON, KY, 100% OWNERSHIP, START DATE 7/15/2022, 160 HRS PER MONTH, 140 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-08 |
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