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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-03-08 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Seattle | WA | 02/2016 | Present |
1) Sea Ya Diving, LLC / 10239 1st Ave S Seattle,WA 98168 / Other/ Sport & Leisure Facilities / Dive boat charter / Partner / / Administrative duties of running the charter / Start Date Limited Liability Company (LLC) 7/12/16 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-03 |
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