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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-01
  • TX RA
    APPROVED
    Since 2022-06-01

Branch Locations

6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 05/2022
Stifel Nicolaus & Co Inc Oklahoma City OK 06/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Oklahoma City, OK
  • 11/2016 → 05/2022
    Oklahoma City, OK
  • 06/2022 → Present
    Stifel Nicolaus & Co Inc
    Oklahoma City, OK
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-15
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
Other Names
  • Melissa Lynn Devane
  • Melissa Lynn Eaton
  • Melissa Lynn Devane-Eaton
  • Melissa Lynn Hines
  • Melissa Lynn Hines

View on SEC IAPD

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