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Current Employers
Zions Capital Advisors, Inc.

Zions Capital Advisors One South Main St., 12Th Floor, Salt Lake City, UT 84133 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-03
  • TX RA
    APPROVED
    Since 2024-01-03

Branch Locations

Zions Capital Advisors One South Main St., 12Th Floor, Salt Lake City, UT 84133 • United States

1717 West Loop S, 10Th Fl, Houston, TX 77027 • United States

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zions Direct, Inc. Salt Lake City UT 06/2016 Present
Zions Bancorporation, N.A. Houston TX 06/2014 Present
Zions Capital Advisors, Inc. Houston TX 01/2024 Present
  • 06/2016 → Present
    Zions Direct, Inc.
    Salt Lake City, UT
  • 06/2014 → Present
    Zions Bancorporation, N.A.
    Houston, TX
  • 01/2024 → Present
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-05
S63 Uniform Securities Agent State Law Examination 2000-08-25
  • S65 Uniform Investment Adviser Law Examination
    2023-12-05
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25

View on SEC IAPD

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